Live Online Policy Forum 

# Being Predictive: Financial AI and the Regulatory Future 

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Date and Time 

November 16, 2023 2 - 3 PM EST 

Location 

Live Online 

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##### Featuring 

![Amy Caiazza](/sites/cato.org/files/styles/author_picture/public/2023-10/Amy-Caiazza_0.png?itok=Rs0DBovB) 

Amy Caiazza 

Partner and Practice Leader, Fintech & Financial Services, Wilson Sonsini Goodrich & Rosati

![Daniel Gorfine](/sites/cato.org/files/styles/author_picture/public/2023-11/daniell-gorfine-cropped.png?itok=4fiSy9zC) 

Daniel Gorfine 

Founder & CEO, Gattaca Horizons LLC

[ 

](https://twitter.com/DGorfine) 

![Nathaniel Hoopes](/sites/cato.org/files/styles/author_picture/public/2023-11/nathaniel-hoopes-cropped.jpg?itok=eFNal2WT) 

Nathaniel Hoopes 

Vice President, Head of Public Policy & Regulatory Affairs, Upstart

[![Jack Solowey cropped](/sites/cato.org/files/styles/author_picture/public/2023-12/jack-solowey-cropped-1.jpg?itok=6fpRyXQw)](/people/jack-solowey) 

[Jack Solowey](/people/jack-solowey)

Former Policy Analyst, Center for Monetary and Financial Alternatives, Cato Institute

[ 

](https://x.com/JackSolowey) [ 

](mailto:jsolowey@cato.org) 

[![New Jennifer Schulp cropped image](/sites/cato.org/files/styles/author_picture/public/2023-03/jennifer-schulp-cropped-2.jpg?itok=kdrnmhHr)](/people/jennifer-j-schulp) 

[Jennifer J. Schulp](/people/jennifer-j-schulp)

Former Director of Financial Regulation Studies, Center for Monetary and Financial Alternatives, Cato Institute

The arrival of generative artificial intelligence (AI) has captured the imagination of the public and policymakers. While often hailed as the newest new thing in many sectors, AI has been a core financial technology for decades. From market makers to consumer-facing fintechs, our financial markets both deploy and innovate cutting-edge AI.

In 2023 alone, more than half a dozen US financial regulators have addressed AI through commentary or rulemaking, and the Biden administration’s October Executive Order on AI likely will have far-reaching implications for financial use cases. How regulators treat general-purpose AI will affect the future of finance, and how they treat financial AI will affect the future of technology broadly. Join us for an online panel exploring the policy implications of the financial AI developments on the horizon.

## Additional Resources

- “[Regulators Must Avert Overreach When Targeting AI](https://www.cato.org/commentary/regulators-must-avert-overreach-when-targeting-ai)” by Jack Solowey
- “[The Untested Assumptions in SEC Chair Gensler’s Pivot to AI](https://www.cato.org/blog/untested-assumptions-sec-chair-genslers-pivot-ai)” by Jack Solowey
- “[Public Comment Re: Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker‐​Dealers and Investment Advisers](https://www.cato.org/public-comments/public-comment-re-conflicts-interest-associated-use-predictive-data-analytics),” by Jennifer J. Schulp and Jack Solowey

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